What Governance Documents Do You Need for CQC Registration?
Share
How to Register with the CQC as a New Provider: A Step-by-Step Guide
Why CQC Registration Needs More Than Just a Form
Applying to register with the Care Quality Commission (CQC) as a new provider is more than a tick-box exercise. Your application must clearly demonstrate your organisation’s readiness to deliver safe, effective, and well-led care. That means providing robust, detailed governance documents, not vague intentions.
This step-by-step guide outlines what CQC expects from new providers and how to strengthen your chances of a successful, first-time application.
Step 1: Clarify Your Regulated Activities
Start by identifying the regulated activities you intend to provide, such as personal care, treatment of disease, or accommodation for persons requiring nursing. This affects the type of registration and the evidence you’ll need to submit.
Step 2: Prepare Your Core Documents
CQC will assess the quality of your governance through key documents, including:
- Statement of Purpose
- Business Continuity Plan
- Governance Overview
- Training Matrix
- Organisation Chart
- Service Model Description
- Core Policies and Procedures
Weak, generic, or incomplete documents are a common reason for delays or refusals.
Step 3: Write Your Statement of Purpose with Care
This is one of the first documents CQC will review. It must clearly describe your service’s aims, objectives, legal status, regulated activities, locations, and the people you intend to support. Avoid vague promises—be clear, specific, and aligned to CQC standards.
Step 4: Ensure Policies Are CQC-Aligned
Your policies should not only exist—they must reflect CQC’s current regulatory expectations. This includes safeguarding, complaints, person-centred care, quality assurance, and recruitment. If you lack experience writing these, consider purchasing pre-written, editable templates tailored for new providers.
Our CQC Registration Toolkit provides everything you need in one place, aligned to CQC expectations and ready to edit for your service.
Step 5: Submit a Complete, Professional Application
Submit your application through the CQC’s online portal, attaching all required documents. Ensure everything is clearly labelled, consistent, and professional in tone. Incomplete or inconsistent applications will cause delays.
Step 6: Prepare for Interview
CQC will usually conduct a ‘fit person’ interview with your Nominated Individual and Registered Manager. They’ll want to see how well you understand your legal responsibilities, governance, and how you will meet the regulations from day one.
Final Thoughts: Quality First, Not Speed
A rushed or weak application can result in months of delay. Investing time upfront in creating high-quality documents will pay off in securing approval more quickly. Poor applications not only delay registration—they damage your reputation before you even start trading.
If you need expertly prepared, CQC-aligned templates, visit our CQC Registration Toolkit.
Written by Mike Harrison, Founder of Impact Guru Ltd — specialists in bid writing and strategy for social care providers
Visit impact-guru.co.uk to browse downloadable strategies, method statements, or get in touch about tender support.